Cervical disc arthroplasty versus anterior cervical discectomy and fusion: a meta-analysis of rates of adjacent-level surgery to 7-year follow-up
Introduction
Anterior cervical discectomy and fusion (ACDF) is a safe and effective treatment for cervical spondylosis causing radiculopathy or myelopathy (1,2). However, the elimination of segmental motion with arthrodesis may increase the risk of adjacent-segment degeneration (ASD) (3,4). Cervical disc arthroplasty (CDA) has hence gained momentum over the last decade in effort to overcome this critical limitation of ACDF (5). CDA achieves the goals of decompression of the neural elements and maintenance of disc height and segmental lordosis, while also preserving physiologic segmental motion.
As a motion-sparing technology, CDA may mitigate the development of symptomatic ASD and need for subsequent reoperation. Nonetheless, clinical studies of CDA compared with ACDF have reported conflicting results regarding the effect on need for secondary adjacent-level surgery, which may be explained by a few reasons (6-8). First, these studies were not specifically powered to evaluate this outcome. Second, the development of symptomatic ASD is most relevant at long-term follow-up, whereas the primary endpoint of the majority of trials was at 2 years. To that end, leveraging statistical power by pooling data from randomized controlled trials (RCTs), we sought to perform a systematic review and meta-analysis of longitudinal reoperation rates out to long-term (≥4-year) follow-up with CDA, as compared with ACDF, for symptomatic one- or two-level cervical spondylosis. Our hypothesis was that a divergence in rates of reoperation may begin to emerge at approximately 4 to 5 years, owing to increased rates of symptomatic ASD with ACDF over a longer time horizon.
Methods
This systematic review and meta-analysis of RCTs was conducted in accordance with the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) Statement (9) and the Cochrane Handbook for Systematic Reviews of Interventions (10).
Search strategy
An electronic search of PubMed, EMBASE, and Web of Science was conducted on August 21, 2019 for randomized trials of CDA versus ACDF for cervical spondylosis. The search terms “anterior”, “arthrodesis”, “arthroplasty”, “artificial”, “cervical”, “disc”, “fusion”, “prosthesis”, and “replacement” were used in relevant combinations (Supplementary). References of relevant resources and review articles were manually screened to supplement the search.
Eligibility criteria
Two authors (JH Badhiwala and CD Witiw) evaluated the search results for eligibility. Multi-center RCTs reporting adjacent- or index-level reoperations with CDA, as compared with ACDF, in adult patients with one- or two-level symptomatic (i.e., radiculopathy and/or myelopathy) cervical spondylosis were selected for inclusion. To be eligible, studies must have been published as English-language full-text reports in a peer-reviewed journal; conference abstracts were excluded. Detailed eligibility criteria are summarized in Table 1. Figure 1 provides a flowchart of study eligibility.
Full table
Data extraction
Data were extracted from the trials’ primary texts and supplementary appendices. For United States Food and Drug Administration (FDA) Investigational Device Exemption (IDE) trials, the corresponding FDA Summary of Safety and Effectiveness Data (SSED) documents were also evaluated for pertinent data. Data fields abstracted included: device name, authors, year of publication, number of centers, enrollment period, number of patients in each treatment arm, eligibility criteria, intervention, control, baseline patient characteristics, and outcomes. The primary outcome was adjacent-level reoperation. Index-level reoperation was evaluated as a secondary outcome. Outcomes were evaluated at 1-year intervals from the index operation to last reported follow-up.
Quality assessment
The methodological quality of included studies was evaluated using the Cochrane tool for assessing risk of bias in randomized trials, version 2 (RoB 2) (11). The RoB 2 provides an evaluation of the risk of bias arising from the randomization process, deviations from intended interventions, missing outcome data, measurement of the outcome, and selection of the reported result. Scores in these domains are distilled into a global assessment of the overall risk of bias in a given RCT: (I) ‘low risk of bias’; (II) ‘some concerns’; or (III) ‘high risk of bias’.
Statistical analysis
For the purposes of reporting and analysis, multiple publications that reported the results of the same randomized trial at differing time points were grouped to permit longitudinal analysis of outcomes.
Descriptive statistics were by mean and standard deviation (SD) for continuous variables and count and percentage for categorical variables.
Outcomes were analyzed separately for one- and two-level operations; that is, randomized trials of CDA versus ACDF for one-level cervical spondylosis were pooled together in one analysis, whereas those for two-level cervical spondylosis were pooled together in a second separate analysis. Within each treatment arm, aggregate rates of adjacent- and index-level reoperation across trials at each follow-up time point were computed by random-effects meta-analyses based on the number of events and sample size of each trial. These were subsequently plotted over time for CDA and ACDF groups. For comparisons between CDA and ACDF, effect sizes for each trial were summarized by odds ratios (ORs) and corresponding 95% confidence intervals (CIs), which were then pooled by random-effects meta-analyses. Meta-analyses were only performed when at least two studies reported outcomes for a given follow-up time point.
For all meta-analyses, outcomes were pooled by the DerSimonian and Laird method, with weights calculated by the inverse-variance method. Heterogeneity across trials was quantified by the I2, with I2 values exceeding 25%, 50%, and 75% indicating a low, moderate, and high degree of heterogeneity, respectively.
Outcomes were analyzed by intention-to-treat, as reported by each trial (i.e., all randomized patients were included and analyzed according to the treatment group to which they were randomly assigned). All statistical analyses were performed using Comprehensive Meta Analysis version 3.3 (Biostat Inc) with a priori-specified significance level of P=0.05 (two-tailed).
Results
The search yielded 3,409 unique citations, of which 31 reports detailing 11 randomized trials for eight different devices—Bryan (Medtronic Sofamor Danek, Memphis, TN, USA); Kineflex|C (SpinalMotion Inc., Mountain View, CA, USA); Mobi-C (LDR Medical, Troyes, France); PCM (NuVasive Inc., San Diego, CA, USA); Prestige LP (Medtronic Sofamor Danek); Prestige ST (Medtronic Sofamor Danek); ProDisc-C (Synthes Spine, West Chester, PA, USA); and Secure-C (Globus Medical, Audubon, PA, USA)—met criteria (6-8,12-16) for inclusion (17-39). Of the 11 eligible studies, nine compared CDA with ACDF for one-level cervical spondylosis, whereas two examined two-level pathology. Of the nine one-level studies, seven were United States FDA IDE trials and two were multi-center RCTs from China. Both two-level studies were United States FDA IDE trials. A descriptive summary of eligible trials is provided in Table 2. Six trials had a ‘low risk of bias’ (12,17,22,27,30,33), five had ‘some concerns’ (7,15,21,25,38), and none were associated with a ‘high risk of bias’, as assessed by the Cochrane RoB 2 tool (Table 3). The primary source of potential bias in those trials deemed to have ‘some concerns’ generally related to lack of adequate description of the randomization process and allocation concealment. In one trial, there was additionally concern regarding deviation from the intended intervention, as 11 patients withdrew from the study because they desired the treatment to which they were not assigned (15).
Full table
Full table
Pooled rates of adjacent-level reoperation for one-level CDA compared with ACDF are summarized in Figure 2; a forest plot of effect sizes appears in Figure 3. There was no difference in the rate of adjacent-level reoperation between CDA (2.3%) and ACDF (3.6%) at 2 years (OR 0.67, 95% CI, 0.41–1.09, P=0.106). However, a very large difference favoring CDA became evident at 5 years. At 7-year follow-up, the rate of adjacent-level reoperation was only 4.3% in the CDA group versus 10.8% in the ACDF cohort (OR 0.37, 95% CI, 0.22–0.62, P<0.001). Rates of index-level reoperation are summarized in Figure 4; a forest plot appears in Figure 5. At 2 years, significantly fewer patients who underwent one-level CDA required index-level reoperation (3.2%), as compared with those treated with one-level ACDF (6.2%) (OR 0.51, 95% CI, 0.33–0.79, P=0.002). At 7 years, index-level reoperations occurred in only 5.2% of CDA patients, compared with 12.7% of the ACDF group (OR 0.39, 95% CI, 0.27–0.56, P<0.001).
With regard to two-level cervical spondylosis, rates of adjacent-level reoperation are provided in Figure 6; a forest plot appears in Figure 7. Similar to the one-level analysis, there was no significant difference in adjacent-level reoperations with two-level CDA (1.7%) versus two-level ACDF (3.4%) at 2 years. Nonetheless, at 7 years, a large and statistically significant difference favoring CDA became apparent (5.1% vs. 10.0%; OR 0.49, 95% CI, 0.27–0.87, P=0.014). Pooled rates of index-level reoperation are plotted in Figure 8; a forest plot of effect sizes is provided in Figure 9. Again, like the corresponding analysis of one-level studies, CDA resulted in fewer index-level reoperations at 2 years (2.8% vs. 9.3%; OR 0.26, 95% CI, 0.13–0.53, P<0.001) and also 7 years (4.2% vs. 13.5%; OR 0.27, 95% CI, 0.15–0.48, P<0.001).
Discussion
This paper calculates and provides longitudinal reoperation rates following CDA, as compared with ACDF, based on a rigorous systematic review and meta-analysis of published RCTs. For both one- and two-level symptomatic cervical spondylosis, this study found that in the short-term, up to 2 years, there was no statistically significant difference in adjacent-level reoperations with CDA versus ACDF. Nonetheless, rates of adjacent-level reoperation diverged over time, with reoperation rates with ACDF being significantly greater than CDA at long-term (≥4-year) follow-up, likely owing to higher rates of symptomatic ASD. By contrast, index-level reoperations occurred significantly less frequently with CDA at both short- and long-term follow-up. The findings of this study support a superior longevity with CDA versus ACDF with regard to need for reoperation.
It has been demonstrated that fusion alters spinal kinematics, such that motion, along with intradiscal pressures and shear strain, are increased at adjacent levels (3,4,40). These factors may predispose adjacent levels to accelerated degeneration, thus providing the rationale for CDA, which preserves physiologic segmental motion and may thereby mitigate ASD. The contemporary era of CDA devices began in 1989 with the design of a steel metal-on-metal artificial disc by Cummins, which was later redesigned and reintroduced as the Frenchay disc, and eventually purchased by Medtronic and marketed as the Prestige disc (41,42). Around the same time, American neurosurgeon, Vincent Bryan, designed the Bryan cervical disc (43). Since then, a number of additional devices have been developed and the evidence base has rapidly expanded. The current literature supports equivalent or superior outcomes with CDA compared with ACDF depending on the specific outcome examined (44,45). Despite this, compelling evidence of benefit with regard to reduction in ASD requiring further surgery is lacking. One issue to consider is that individual trials in isolation are likely underpowered to detect a difference in adjacent-level reoperations. The primary outcome in United States FDA IDE trials of CDA, which sample size calculations are based on, is ‘overall success’, which is a composite outcome defined by: Neck Disability Index (NDI) score improvement ≥15 points; maintenance or improvement in neurological status; no additional surgical procedure classified as a ‘failure’; and no serious adverse event classified as implant-associated (30,46). Further, the primary outcome is evaluated at 2 years, when the cumulative rate of ASD is expectedly relatively low, making sample size requirements even greater. Long-term data with follow-up durations over 5 years have emerged only recently. These issues provided the impetus for the current meta-analysis examining longitudinal reoperation rates from RCTs of CDA versus ACDF.
There are multiple definitions of ASD (47,48). Imaging evidence of degenerative changes at adjacent levels (i.e., radiographic ASD) after ACDF has been reported in up to 92% of patients at long-term follow-up (49). A subset of these patients will develop symptoms, radiculopathy and/or myelopathy, referable to the adjacent level (i.e., clinical ASD); a subset of these latter patients, still, will require secondary surgery to address the adjacent-segment pathology (50). Hilibrand et al. (4) retrospectively studied the incidence of symptomatic ASD following ACDF in 374 patients with up to 21-year follow-up. This study found that 25.6% of patients who had an anterior cervical fusion would develop clinical ASD at 10 years. Lee et al. (51) retrospectively studied 1,038 patients who underwent anterior cervical fusion; Kaplan-Meier analysis predicted that 22.2% of patients would require reoperation at adjacent segments by 10 years. While smoking, female sex, number of levels fused, and the specific levels fused have been identified as risk factors (4,51), the most important and obvious risk factor for development of symptomatic ASD, requiring surgery or not, is time. Hilibrand et al. (4) found symptomatic ASD developed at a relatively constant rate of 2.9% per year. Similarly, Lee et al. (51) noted that symptomatic ASD requiring operation occurred at a relatively consistent rate of 2.4% per year. Therefore, if CDA reduced the rate of development of symptomatic ASD, it would take several years to become apparent. In a consecutive cohort of 888 patients, Xu et al. (52) found ASD warranting secondary operation occurred at a mean of 47 months after the index ACDF in 108 patients (12.2%). Other series have reported an even longer time lag. Wang et al. (53) reported the average time to onset of ASD requiring subsequent surgery to be 8.5 years. In the current meta-analysis, the rate of adjacent-level reoperation following single-level ACDF at 7 years was 10.8%; this represents an average rate of 1.5% per year. At 2 years, none of the one-level randomized trials included in this meta-analysis noted a significant difference in adjacent-level reoperations. By 4 years, a significant reduction with CDA occurred in the Mobi-C trial (US FDA IDE) and non-significant trends were noted for Mobi-C (China), PCM, Prestige ST, and ProDisc-C, such that the pooled treatment effect was statistically significant in favor of CDA. At 5 years, both the Mobi-C (US FDA IDE) and Prestige ST trials found a significant effect on adjacent-level reoperations, whereas a trend was observed for ProDisc-C; the pooled treatment effect of CDA in reducing adjacent-level reoperations was statistically significant and the magnitude of the effect was quite large. These findings persisted at the 7-year mark. Neither two-level study found a significant difference in adjacent-level reoperations at 2 years, but a significantly lower rate was seen for CDA in the Mobi-C trial at 7 years; the pooled treatment effect at 7 years was statistically significant in favor of CDA.
With regard to index-level reoperations, for both one- and two-level symptomatic cervical spondylosis, we observed a statistically significant lower rate for CDA compared with ACDF at all follow-up time points that could be examined, from 2 to 7 years. The majority of index-level reoperations in the ACDF group were likely due to persistent radiculopathy or symptomatic pseudarthrosis. Indeed, in an in-depth examination of subsequent surgery rates after CDA with the Mobi-C disc, Jackson et al. (6) reported that the most common reasons for reoperations at the index level for one- and two-level ACDF were radiculopathy, neck pain, and pseudarthrosis; by contrast, radiculopathy was the most common indication for secondary surgery among patients who underwent CDA.
The key strengths of this study include the greater statistical power derived from performing meta-analyses that pool data multiple trials; the longitudinal evaluation of reoperation rates out to 7-year follow-up; and the application of rigorous and uniform eligibility criteria to select only high-quality RCTs for analysis. Nonetheless, this study does have notable limitations. Any meta-analysis is limited to some degree by heterogeneity. Although all included studies used relatively similar patient selection criteria and outcome definitions, there remain important sources of heterogeneity. The most obvious and important source of heterogeneity would be that the artificial disc tested in each trial was a different device, with inherently different biomechanical properties and potential for efficacy. Despite this, we observed only low-to-moderate heterogeneity in meta-analyses of outcomes. Second, it should be recognized that the results of this systematic review and meta-analysis are inherently generalizable only to patients fulfilling the relatively specific indications and eligibility criteria used in the included studies.
Conclusions
This systematic review and meta-analysis of RCTs comparing CDA with ACDF for one- or two-level symptomatic cervical spondylosis found similar rates of adjacent-level reoperation with either intervention at 2 years. However, at 4 to 5 years, there developed a clear and statistically significant divergence, with the rate of adjacent-level reoperation rising steeply for ACDF. By contrast, CDA was associated with a statistically significant lower rate of index-level reoperation at all follow-up time points examined. These findings support the superior longevity of CDA, as compared with ACDF, with regard to need for subsequent surgical intervention.
Supplementary
Search strategy
PubMed
(cervical OR “Cervical Vertebrae”[Mesh]) AND (“Intervertebral Disc Displacement”[Mesh] OR “Total Disc Replacement”[Mesh] OR ((arthroplasty OR replacement OR artificial OR prosthesis OR prosthetic) AND (disc OR disk))) AND (fusion OR ACDF OR arthrodesis OR fixation OR “Arthrodesis”[Mesh] OR “Spinal Fusion”[Mesh])
EMBASE
1. exp cervical spine/or cervical.mp.
2. exp total disc replacement/or exp disk prosthesis/
3. (arthroplasty or replacement or artificial or prosthesis or prosthetic).mp.
4. (disc or disk).mp.
5. 3 and 4
6. 2 or 5
7. exp anterior spine fusion/or exp spine fusion/
8. (fusion or ACDF or arthrodesis or fixation).mp. or exp arthrodesis/
9. 7 or 8
10. 1 and 6 and 9
Web of Science
#4 #3 AND #2 AND #1
Indexes = SCI-EXPANDED, SSCI, A&HCI, CPCI-S, CPCI-SSH, BKCI-S, BKCI-SSH, ESCI Timespan = All years
#3 TOPIC: (fusion OR ACDF OR arthrodesis OR fixation)
Indexes = SCI-EXPANDED, SSCI, A&HCI, CPCI-S, CPCI-SSH, BKCI-S, BKCI-SSH, ESCI Timespan = All years
#2 TOPIC: ((arthroplasty OR replacement OR artificial OR prosthesis OR prosthetic) AND (disc OR disk))
Indexes = SCI-EXPANDED, SSCI, A&HCI, CPCI-S, CPCI-SSH, BKCI-S, BKCI-SSH, ESCI Timespan = All years
#1 TOPIC: (cervical)
Indexes = SCI-EXPANDED, SSCI, A&HCI, CPCI-S, CPCI-SSH, BKCI-S, BKCI-SSH, ESCI Timespan = All years
Acknowledgments
Funding: None.
Footnote
Provenance and Peer Review: This article was commissioned by the Guest Editors (Lee A. Tan and Ilyas S. Aleem) for the series “Advanced Techniques in Complex Cervical Spine Surgery” published in Journal of Spine Surgery. The article was sent for external peer review organized by the Guest Editors and the editorial office.
Conflicts of Interest: The series “Advanced Techniques in Complex Cervical Spine Surgery” was commissioned by the editorial office without any funding or sponsorship. Dr. Traynelis is a paid consultant for Medtronic, NuVasive, and Thompson Surgical, and receives IP royalties from Medtronic. The other authors have no conflicts of interest to declare.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.
Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.
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